Welcome to 40Act.com

Your professionally curated research and reference resource fully integrating treatise and how-to guidance with underlying laws, rules, interpretations, and hundreds of sample documents.

Sympathies on the passing of two industry legends

We mourn the passing of two great '40 Act attorneys recently: Dick Phillips and Marty Lybecker. They provided us with wise counsel over the years and were great and gracious attorneys. Our sympathies to their families and colleagues. Karl Hartmann

Adviser Regulatory & Compliance News

View More

Flip a Coin:  ICO Basics

November 13, 2017

Cryptocurrencies, ICOs, coin offerings......they're all the buzz right now. Do you understand them? Do you realize that ICOs have raised more $$ this year than venture capital funds have? If your PMs or even clients haven't approached you yet on ICOs and cryptocurrencies, they will soon. Pepper Hamilton recently hosted an educational session, which they've posted on-line, both a podcast and slide deck. Check it out. Click the heading above for this link: A REVIEW OF INITIAL COIN OFFERINGS: AND WHAT THEY MEAN FOR THE INSTITUTIONAL INVESTOR COMMUNITY, 11/07/2017