Rule 206(4)-4 - [Reserved] [Proposed adviser business continuity and transition plans-2016]

This rule has been reserved for future use.  In June 2016, the SEC proposed to add a new Rule 206(4)-4 for "Investment adviser business continuity and transition plans."  If implemented it would require advisers to implement business continuity plans, related policies and procedures and recordkeeping requirements.   See, Release No. IA-4439, June 28, 2016, Proposed investment adviser business continuity and transition plans.    

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