Regulatory Readiness:  Article by Deloitte

May 1, 2017

A bit academic, but full of good advice, Deloitte recently published an article on how to keep investment advisers and other organizations ready and responsive to changing regulatory environments.

The key point is to develop a culture within your firm that is responsive on multiple levels of  evolving compliance needs, risks and requirements.

Find it here:  Building regulatory-ready organizations:  Managing regulatory and compliance risk at investment management firms