SEC Appoints New Co-National Associate Director of the Investment Adviser/Investment Company Exam Pr

August 10, 2016

The SEC appointed Kristin Snyder as Co-National Associate Director of the Investment Adviser/Investment Company examination program examination program in the Office of Compliance Inspections and Examinations (OCIE).  She joins Co-National Associate Director Jane Jarcho who has led the program since August 20, 2013 and was named OCIE’s Deputy Director on February 3, 2016.  Together, Ms. Jarcho and Ms. Snyder oversee more than 520 lawyers, accountants, and examiners responsible for inspections of SEC registered investment advisers and investment companies. 

Ms. Snyder has been the Associate Regional Director for Examinations in the SEC’s San Francisco office since November 2011 and will continue in that role while also assuming this new leadership position in the national investment adviser/investment company program.  She joined the SEC in 2003 and spent eight years as a Branch Chief and a Senior Counsel in the San Francisco office’s enforcement program.

Click https://www.sec.gov/news/pressrelease/2016-158.html for the press release announcing the appointment.