Regulatory Agencies

Federal Agencies

Commodity Futures Trading Commission

www.cftc.gov

Department of Labor

http://www.dol.gov

Federal Trade Commission

www.ftc.gov

Internal Revenue Services

http://www.irs.gov

U.S. Securities and Exchange Commission

www.sec.gov

U.S. Department of Treasury

http://www.treasury.gov

State Regulatory Agencies

Alabama Securities Commission

http://www.asc.state.al.us

Alaska Department of Commerce, Community and Economic Development - Division of Banking and Securities

http://www.commerce.state.ak.us/bsc/

Arizona Corporation Commission - Securities Division

http://www.azcc.gov/divisions/securities/

Arkansas Securities Department

http://www.securities.arkansas.gov

California Department of Corporations

http://www.corp.ca.gov

Colorado Department of Regulatory Agencies

http://dora.colorado.gov/dos

Connecticut Department of Banking - Securities and Business Investment Division

http://www.ct.gov/dob/cwp/view.asp?a=2249&q=299158

Delaware Attorney General - Securities Division

http://attorneygeneral.delaware.gov/consumers/investmented/pages/industryprof.shtml

District of Columbia Department of Insurance, Securities and Banking

http://disb.dc.gov

Florida Office of Financial Products - Securities Division

http://www.flofr.com/staticpages/divisionofsecurities.htm

Georgia Secretary of State - Securities and Business Regulation Division

http://www.sos.ga.gov/securities/

Hawaii Department of Commerce and Consumer Affairs - Securities

http://cca.hawaii.gov/sec/

Idaho Department of Finance - Securities Section

http://finance.idaho.gov/Securities/Securities.aspx

Illinois Secretary of State - Securities Department

http://www.cyberdriveillinois.com/departments/securities/

Indiana Secretary of State - Securities Division

http://www.in.gov/sos/securities/

Iowa Securities & Regulated Industries Bureau

http://www.iid.state.ia.us/securities

Kansas Office of the Securities Commissioner

http://www.ksc.ks.gov

Kentucky Department of Financial Institutions - Securities Division

http://www.kfi.ky.gov/Pages/securities.aspx

Louisiana Office of Financial Institutions - Securities Division

http://www.ofi.state.la.us/Securities%20Front.htm

Maine Department of Professional and Financial Regulation - Office of Securities

http://www.maine.gov/pfr/securities/index.shtml

Maryland Attorney General - Securities Division

http://www.oag.state.md.us/securities/

Massachusetts Secretary of Commerce - Securities Division

http://www.sec.state.ma.us/sct/

Michigan Department of Licensing and Regulatory Affairs - Securities Division

http://www.michigan.gov/lara/0,4601,7-154-35299_61343_32915---,00.html

Minnesota Department of Commerce - Securities Unit

https://mn.gov/commerce/topics/securities/

Mississippi Secretary of State - Securities and Charities

http://www.sos.ms.gov/securities_and_charities_securities.aspx?section=5&subsection1=2&subsection2=4&subsection3=1

Missouri Secretary of State - Securities Division

http://www.sos.mo.gov/securities/

Montana Commissioner of Securities and Insurance - Securities Department

http://www.csi.mt.gov/securities/index.asp

Nebraska Department of Banking & Finance

http://www.ndbf.ne.gov/index.shtml

Nevada Secretary of State - Securities Center

http://nvsos.gov/index.aspx?page=6

New Hampshire Secretary of State - Bureau of Securities Regulation

http://sos.nh.gov/sec_reg.aspx

New Jersey Office of the Attorney General - Department of Law and Public Saftey - Securities Bureau

http://www.njconsumeraffairs.gov/bos/

New Mexico Regulation & Licensting Department - Securities Division

http://www.rld.state.nm.us/securities/

New York Attorney General - Investor Protection Bureau

http://www.ag.ny.gov/bureau/investor-protection-bureau

North Carolina Department of the Secretary of State - Securities Division

https://www.secretary.state.nc.us/sec/

North Dakota Securities Department

http://www.nd.gov/securities/

Ohio Department of Commerce - Division of Securities

http://www.com.ohio.gov/secu/

Oklahoma Securities Commission - Division of Securities

http://www.securities.ok.gov

Oregon Department Consumer and Business Services - Division of Finance and Corporate Securities

http://www.cbs.state.or.us/dfcs/

Pennsylvania Department of Banking and Securities

http://www.psc.state.pa.us/portal/server.pt/community/dobs_home/14319

Rhode Island Department of Business Regulation - Securities Regulation

http://www.dbr.state.ri.us/divisions/securities/

South Carolina Attorney General - Securities Division

http://www.scag.gov/scsecurities

South Dakota Department of Labor and Regulation - Division of Securities

http://dlr.sd.gov/securities/

Tennessee Department of Commerce and Insurance - Securities Division

http://tn.gov/securities/

Texas State Securities Board

http://www.ssb.state.tx.us

Utah Department of Commerce - Division of Securities

http://securities.utah.gov

Vermont Department of Financial Regulation - Securities Division

http://www.dfr.vermont.gov/securities/securities-division

Virginia State Corporation Commission - Division of Securities and Retail Franchising

http://www.scc.virginia.gov/srf/

Washington Department of Financial Institutions - Division of Securities

http://www.dfi.wa.gov/sd/

West Virginia State Auditor's Office - Securities Commission

https://www.wvsao.gov/securitiescommission/

Wisconsin Department of Financial Institutions

http://www.wdfi.org/fi/securities/

Wyoming Secretary of State

http://soswy.state.wy.us