Regulatory Agencies
Federal Agencies
Commodity Futures Trading Commission
Department of Labor
Federal Trade Commission
Internal Revenue Services
U.S. Securities and Exchange Commission
U.S. Department of Treasury
State Regulatory Agencies
Alabama Securities Commission
Alaska Department of Commerce, Community and Economic Development - Division of Banking and Securities
http://www.commerce.state.ak.us/bsc/
Arizona Corporation Commission - Securities Division
http://www.azcc.gov/divisions/securities/
Arkansas Securities Department
http://www.securities.arkansas.gov
California Department of Corporations
Colorado Department of Regulatory Agencies
Connecticut Department of Banking - Securities and Business Investment Division
http://www.ct.gov/dob/cwp/view.asp?a=2249&q=299158
Delaware Attorney General - Securities Division
http://attorneygeneral.delaware.gov/consumers/investmented/pages/industryprof.shtml
District of Columbia Department of Insurance, Securities and Banking
Florida Office of Financial Products - Securities Division
http://www.flofr.com/staticpages/divisionofsecurities.htm
Georgia Secretary of State - Securities and Business Regulation Division
http://www.sos.ga.gov/securities/
Hawaii Department of Commerce and Consumer Affairs - Securities
Idaho Department of Finance - Securities Section
http://finance.idaho.gov/Securities/Securities.aspx
Illinois Secretary of State - Securities Department
http://www.cyberdriveillinois.com/departments/securities/
Indiana Secretary of State - Securities Division
http://www.in.gov/sos/securities/
Iowa Securities & Regulated Industries Bureau
http://www.iid.state.ia.us/securities
Kansas Office of the Securities Commissioner
Kentucky Department of Financial Institutions - Securities Division
http://www.kfi.ky.gov/Pages/securities.aspx
Louisiana Office of Financial Institutions - Securities Division
http://www.ofi.state.la.us/Securities%20Front.htm
Maine Department of Professional and Financial Regulation - Office of Securities
http://www.maine.gov/pfr/securities/index.shtml
Maryland Attorney General - Securities Division
http://www.oag.state.md.us/securities/
Massachusetts Secretary of Commerce - Securities Division
http://www.sec.state.ma.us/sct/
Michigan Department of Licensing and Regulatory Affairs - Securities Division
http://www.michigan.gov/lara/0,4601,7-154-35299_61343_32915---,00.html
Minnesota Department of Commerce - Securities Unit
https://mn.gov/commerce/topics/securities/
Mississippi Secretary of State - Securities and Charities
Missouri Secretary of State - Securities Division
http://www.sos.mo.gov/securities/
Montana Commissioner of Securities and Insurance - Securities Department
http://www.csi.mt.gov/securities/index.asp
Nebraska Department of Banking & Finance
http://www.ndbf.ne.gov/index.shtml
Nevada Secretary of State - Securities Center
http://nvsos.gov/index.aspx?page=6
New Hampshire Secretary of State - Bureau of Securities Regulation
http://sos.nh.gov/sec_reg.aspx
New Jersey Office of the Attorney General - Department of Law and Public Saftey - Securities Bureau
http://www.njconsumeraffairs.gov/bos/
New Mexico Regulation & Licensting Department - Securities Division
http://www.rld.state.nm.us/securities/
New York Attorney General - Investor Protection Bureau
http://www.ag.ny.gov/bureau/investor-protection-bureau
North Carolina Department of the Secretary of State - Securities Division
https://www.secretary.state.nc.us/sec/
North Dakota Securities Department
Ohio Department of Commerce - Division of Securities
Oklahoma Securities Commission - Division of Securities
Oregon Department Consumer and Business Services - Division of Finance and Corporate Securities
http://www.cbs.state.or.us/dfcs/
Pennsylvania Department of Banking and Securities
http://www.psc.state.pa.us/portal/server.pt/community/dobs_home/14319
Rhode Island Department of Business Regulation - Securities Regulation
http://www.dbr.state.ri.us/divisions/securities/
South Carolina Attorney General - Securities Division
http://www.scag.gov/scsecurities
South Dakota Department of Labor and Regulation - Division of Securities
Tennessee Department of Commerce and Insurance - Securities Division
Texas State Securities Board
Utah Department of Commerce - Division of Securities
Vermont Department of Financial Regulation - Securities Division
http://www.dfr.vermont.gov/securities/securities-division
Virginia State Corporation Commission - Division of Securities and Retail Franchising
http://www.scc.virginia.gov/srf/
Washington Department of Financial Institutions - Division of Securities
West Virginia State Auditor's Office - Securities Commission
https://www.wvsao.gov/securitiescommission/
Wisconsin Department of Financial Institutions
http://www.wdfi.org/fi/securities/
Wyoming Secretary of State