Reference

Gifts and Entertainment Procedures

• Taft-Hartley LM-10 Reporting Policy from Large Bank Owned Adviser--Sample
• Organization and Responsibilities from Large Bank-Owned Adviser--Sample
• Code of Ethics, Gifts, Travel & Entertainment Expenses, Insider Trading, Political Contributions P&Ps--Sample
• Gifts and Gratuities and Business Entertainment Policies--Sample
• Code of Ethic,Gifts and Entertainment, Insider Trading and Political Contributions P&Ps--Sample

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