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  • Investment Advisers Act of 1940 - Statute
  • Investment Advisers Act of 1940 - Rules
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  • Investment Advisers Act of 1940 - Statute

Investment Advisers Act of 1940 - Statute

  • The Complete Investment Advisers Act of 1940
  • Section 201 - Findings
  • Section 202 - Definitions
  • Section 203 - Registration of Investment Advisers
  • Section 203A - State and Federal Responsibilities
  • Section 204 - Annual and Other Reports
  • Section 204A - Prevention of Misuse of Nonpublic Information
  • Section 205 - Investment Advisory Contracts
  • Section 206 - Prohibited Transactions by Investment Advisers
  • Section 206A - Exemptions
  • Section 207 - Material Misstatements
  • Section 208 - General Prohibitions
  • Section 209 - Enforcement of Title
  • Section 210 - Disclosure of Information by Commission
  • Section 210A - Consultation
  • Section 211 - Rules, Regulations and Orders of Commission
  • Section 212 - Hearings
  • Section 213 - Court Review of Orders
  • Section 214 - Jurisdiction of Offenses and Suits
  • Section 215 - Validity of Contracts
  • Section 216 - Omitted
  • Section 216 - Omitted
  • Section 217 - Penalties
  • Section 218 - Hiring and Leasing Authority of the Commission
  • Section 219 - Separability of Provisions
  • Section 220 - Short Title
  • Section 221 - Effective Date
  • Section 222 - State Regulation of Investment Advisers
  • Section 223 - Custody of Client Accounts
  • Section 224 - Rules of Construction Relating to the Commodity Exchange Act

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  • The Complete Investment Advisers Act of 1940
  • Section 201 - Findings
  • Section 202 - Definitions
  • Section 203 - Registration of Investment Advisers
  • Section 203A - State and Federal Responsibilities
  • Section 204 - Annual and Other Reports
  • Section 204A - Prevention of Misuse of Nonpublic Information
  • Section 205 - Investment Advisory Contracts
  • Section 206 - Prohibited Transactions by Investment Advisers
  • Section 206A - Exemptions
  • Section 207 - Material Misstatements
  • Section 208 - General Prohibitions
  • Section 209 - Enforcement of Title
  • Section 210 - Disclosure of Information by Commission
  • Section 210A - Consultation
  • Section 211 - Rules, Regulations and Orders of Commission
  • Section 212 - Hearings
  • Section 213 - Court Review of Orders
  • Section 214 - Jurisdiction of Offenses and Suits
  • Section 215 - Validity of Contracts
  • Section 216 - Omitted
  • Section 216 - Omitted
  • Section 217 - Penalties
  • Section 218 - Hiring and Leasing Authority of the Commission
  • Section 219 - Separability of Provisions
  • Section 220 - Short Title
  • Section 221 - Effective Date
  • Section 222 - State Regulation of Investment Advisers
  • Section 223 - Custody of Client Accounts
  • Section 224 - Rules of Construction Relating to the Commodity Exchange Act

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