Investment Advisers Act of 1940 - Statute
- The Complete Investment Advisers Act of 1940
- Section 201 - Findings
- Section 202 - Definitions
- Section 203 - Registration of Investment Advisers
- Section 203A - State and Federal Responsibilities
- Section 204 - Annual and Other Reports
- Section 204A - Prevention of Misuse of Nonpublic Information
- Section 205 - Investment Advisory Contracts
- Section 206 - Prohibited Transactions by Investment Advisers
- Section 206A - Exemptions
- Section 207 - Material Misstatements
- Section 208 - General Prohibitions
- Section 209 - Enforcement of Title
- Section 210 - Disclosure of Information by Commission
- Section 210A - Consultation
- Section 211 - Rules, Regulations and Orders of Commission
- Section 212 - Hearings
- Section 213 - Court Review of Orders
- Section 214 - Jurisdiction of Offenses and Suits
- Section 215 - Validity of Contracts
- Section 216 - Omitted
- Section 216 - Omitted
- Section 217 - Penalties
- Section 218 - Hiring and Leasing Authority of the Commission
- Section 219 - Separability of Provisions
- Section 220 - Short Title
- Section 221 - Effective Date
- Section 222 - State Regulation of Investment Advisers
- Section 223 - Custody of Client Accounts
- Section 224 - Rules of Construction Relating to the Commodity Exchange Act